Making an investment in Alpha 9 Ventures is simple. Click the "INVEST" button and follow the steps
to complete your investment.
Invest as an individual or through an entity (such as LLCs, IRAs, or Trusts).
DISTRIBUTIONS
SEMI ANNUAL
ANNUAL
BENEFITS
Passive income is exactly what it sounds like: periodic disbursements without significant effort beyond
your initial investment.
We are not tied to the stock markets. So losing money when the market drops mitigate risk.
Have the Alpha 9 Ventures experienced and highly intelligent team making wise investment decisions on
your behalf.
Get a more personalized experience when making your investment.
90 to 95 percent of our investment strategy is asset backed.
Legal Tax Shelter
CREATE A DIVERSIFIED PORTFOLIO
Many investors believe that they are protected against public market volatility since their portfolio includes
a range of asset classes, such as stocks and bonds. However, to bring genuine diversity, investors may
consider adding primary alternatives like the A9V Multi Asset Fund. Alpha 9 Ventures offers exclusive
private placement deals – assets not traded on, or tied to the stock market.
In order to determine what you are legally able to invest in, we are required to verify whether you are
an Accredited Investor or a Non-Accredited Investor.
+ What is an Accredited Investor?
An "Accredited Investor" is defined by the Securities and Exchange Commission as someone who
meets at least one of the following requirements:
Has an individual net worth, or joint net worth with your spouse exceeding $1 million (excluding
the value of one's primary residence)
Has an income exceeding $200,000 in each of the past two years and expects the same this
year
Has an income (with your spouse) exceeding $300,000 in each of the past two years and
expects the same this year
Invests on behalf of a VC firm or other registered investment company
Invests on behalf of a business with $5 million in assets and which was not formed for the
specific purpose of acquiring the securities offered
Any entity in which all of the equity owners are Accredited Investors
+ What is a Non-Accredited Investor?
A "Non-Accredited Investor" is any individual or entity that does not meet the definition of an
Accredited Investor.
We will personalize your A9V experience during the sign up process. By providing us with
information about yourself and your investment interests to learn more about you as an investor.
Regulation D grants issuers an exemption from registering their securities with
the SEC. Our Regulation D offering services include Rule 506(b) and 506(c)
offerings, permitting issuers to raise money from investors.
Rule 506(c)
Limits on Offerings Within a Year
Unlimited Dollar Amount
General Solicitation allowed?
Yes
Issuer Requirements
‘Bad actor’ disqualifications
Requirements for Investors
Unlimited accredited investors allowed, but issuers must take precautions to
ensure that investors are, in fact, accredited investors
Resale Restrictions
Yes. Restricted securities are issued and cannot be sold for a minimum of one
year and selling them requires a legal opinion
State Requirement Exemptions?
Yes, but Blue Sky state notice may be required.
SEC Filing Requirements
Form D required
