In order to determine what you are legally able to invest in, we are required to verify whether you are an Accredited Investor or a Non-Accredited Investor
+ What is an Accredited Investor?
An “Accredited Investor” is defined by the Securities and Exchange Commission as someone who
meets at least one of the following requirements:
+ What is a Non-Accredited Investor?
A “Non-Accredited Investor” is any individual or entity that does not meet the definition of an
Accredited Investor.
We will personalize your A9V experience during the sign up process. By providing us with
information about yourself and your investment interests to learn more about you as an investor.
Regulation D grants issuers an exemption from registering their securities with the SEC. Our Regulation D offering services include Rule 506(b) and 506(c) offerings, permitting issuers to raise money from investors.
Rule 506(c)
Limits on Offerings Within a Year
Unlimited Dollar Amount
General Solicitation allowed?
Yes
Issuer Requirements
‘Bad actor’ disqualifications
Requirements for Investors
Unlimited accredited investors allowed, but issuers must take precautions to ensure that investors are, in fact, accredited investors
Resale Restrictions
Yes. Restricted securities are issued and cannot be sold for a minimum of one
year and selling them requires a legal opinion State Requirement Exemptions?
Yes, but Blue Sky state notice may be required.
SEC Filing Requirements
Form D required